Fees and Charges

Schedule of Service Charges


ITEMSCHARGES 
Trading Transaction Charges
Commission0.25% on gross transaction value (min HK$100)
Stamp Duty0.1% on gross transaction value
(round up to the nearest dollar)
Transaction Levy (SFC)0.0027% on gross transaction value
Trading Fee (HKEX)0.005% on gross transaction value
CCASS Clearing Fee0.002% on gross transaction value
 (min HK$2, max HK$100)
Physical Stock Withdrawal / Deposit Charges
Physical Stock DepositFree of charge
Physical Stock WithdrawalHK$5 per board /odd lot (min HK$100 per stock)
Transfer Deed Stamp Fee        (HKSAR)HK$5 for each Transfer Deed or Certificate
Settlement Instruction Charges Via CCASS (S.I.) 
Deposit InstructionFree of charge
Delivery InstructionHK$5 per board /odd lot (min HK$100 per stock)

Real Time Delivery Vs              Payment

HK$200 per stock
Investor Settlement Instruction Charges Via CCASS (I.S.I.)
Deposit InstructionFree of charge
Delivery InstructionHK$5 per board /odd lot (min HK$100 per stock)
Real Time Delivery Vs              PaymentHK$200 per stock
Nominee Services and Corporate Actions
Scrip Fee (Book Close)HK$2.5 per board / odd lot
Deemed Scrip Fee

No book closed for 1 year HK$0.75 per board / odd lot

Cash Dividend CollectionHandling charges 1% on gross dividend amount (min HK$20)
Scrip Dividend CollectionHK$3 per board / odd lot (min HK$20)

Bonus Entitlement (shares,        options, warrants & bonds)

HK$1.5 per board / odd lot (min HK$20)

Corporate Actions
(including warrants exercise, rights subscription and cash/stock offer, etc.)

Handling Fee HK$100 + HK$1 per board / odd lot  
(min HK$20, max HK$50,000)
Handling Charge for Unclaimed EntitlementHandling Charges of HK$500 per claim and out-of-pocket expenses
Custody Related Service Charges
Custody Fee*Accounts with no trading transaction in the latest 6 months, HK$100 will be charged and an extra HK$150 for those with holdings and/or cash.
IPO Application
IPO ApplicationHK$100 per application and other related charges
Other Services Charges
Compulsory Share Buy Back0.5% of securities value (closing price on settlement day)
Reprint Monthly StatementsWithin 3 months - Free of charge
For past 3-12 months- HK$50 per statement
For past 1-3 years - HK$100 per statement
For past 3-7 years - HK$500 per statement
Proof of AssetHK$500 out-of-pocket expenses
Registration of Physical Stock transfer into own nameHK$5.5 per certificate (min HK$20)
Fee for Change of Registration at Share RegistrarHK$200 per request
Overdue Interest Charge on Cash AccountPrime Rate +6%
Loan Interest Charge on Margin AccountPrime Rate +3%
HKD TransferLocal (CHATS) : HK$300        
Overseas (T/T):HK$350 + correspondent bank's charges if applicable
Bank Cheque Stop Payment as requested by clientHK$160 per cheque
Returned ChequeHK$150 per cheque + penalty interest
Cash / Cheque SettlementFree of charge

*The custody fee will be charged semi-annually at 30 Jun and 31 Dec or the last trading day prior to the aforementioned dates if those are not trading days.

Subject to changes without prior notice.