Stock Deposit 

 

Physical Stock

 

For depositing physical stocks to the account with us, client is required to sign as the transferor at the back of the certificate or "Standard Form of Transfer" and there will be a charge by HKSAR of HK$5.00 per scrip or form. It is advised that selling order be placed only when CCASS and the share registrar have verified the specimen signature for the shareholder and completed the share transfer successfully.

 

Settlement Instruction (Receipt)

 

Client can deposit the stock via Settlement Instruction (S.I.) and the Investor Settlement Instruction (I.S.I.):

 

(i)  Settlement Instruction (S.I.) – we receive the stock(s) from designated bank or broker;

 

(ii) Investor Settlement Instruction (I.S.I.) – we receive the stock(s) from CCASS individual investor account of the client. 

 

Please kindly complete the "Securities Settlement Instruction Form" and return to our Settlement Department. We will process the instruction on the same day if we receive the instruction on or before 1 p.m. every trading day, whereas instruction received after that will be processed on the next business day.

 

Stock Withdrawal

 

Physical Stock

 

Please kindly complete the "Physical Scrip Withdrawal Form" and return to our Settlement Department. If the scrip will be collected by third party, please state the details of the authorized person in "Physical Scrip Withdrawal Form" and provided a copy of I.D. card or passport of the account holder when collecting the scrip. Our staff will notify client to collect the stock via phone/email. 

 

Note: If client wants to receive dividend after stock withdrawal, please register the shares before the book closing date

 

Settlement Instruction (Delivery)

 

Client can withdraw the stock via Settlement Instruction (S.I.) and the Investor Settlement Instruction (I.S.I.):

 

(i) Settlement Instruction (S.I.) – we deliver the stock(s) to designated bank or broker; 

 

(ii) Investor Settlement Instruction (I.S.I.) – we deliver the stock(s) to CCASS individual investor account of the client. 

 

Please kindly complete the "Securities Settlement Instruction Form" and return to our Settlement Department. We will process the instruction on the same day if we receive the instruction on or before 1 p.m. every trading day, whereas instruction received after that will be processed on the next business day.

 

Please kindly return the completed form by mail to Settlement Department at Room A & B2, 11/F, Guangdong Investment Tower, 148 Connaught Road Central, Hong Kong, by fax to (852) 2110 4044 or email to settlement@hooraysec.com.hk. Should you have any enquiries, please feel free to contact our Settlement Department at (852) 2159 4525.