Fees and Charges

Schedule of Service Charges

 

 
ITEMS CHARGES
Trading Transaction Charges
Commission (Phone Trading) 0.15% on gross transaction value (min HK$50)
Commission (Electronic Trading) 0.10% on gross transaction value (min HK$50)
Stamp Duty 0.10% on gross transaction value 
(round up to the nearest dollar)
Transaction Levy (SFC) 0.0027% on gross transaction value (rounded to the nearest cent)

Transaction Levy (FRC)

0.00015% on gross transaction value (rounded to the nearest cent)

Trading Fee (HKEX) 0.00565% on gross transaction value (rounded to the nearest cent)
CCASS Clearing Fee 0.002% on gross transaction value
 (min HK$2, max HK$100)
Physical Stock Withdrawal / Deposit Charges
Physical Stock Deposit Free of charge
Physical Stock Withdrawal HK$5 per board /odd lot (min HK$100 per stock)
Transfer Deed Stamp Fee (HKSAR) HK$5 for each Transfer Deed or Certificate
Settlement Instruction Charges Via CCASS (S.I.) 
Deposit Instruction Free of charge
Delivery Instruction HK$5 per board /odd lot (min HK$100 per stock)

Real Time Delivery Vs Payment

HK$200 per stock
Investor Settlement Instruction Charges Via CCASS (I.S.I.)
Deposit Instruction Free of charge
Delivery Instruction HK$5 per board /odd lot (min HK$100 per stock)
Real Time Delivery Vs Payment HK$200 per stock
Nominee Services and Corporate Actions
Scrip Fee (Book Close) HK$2.5 per board / odd lot
Deemed Scrip Fee

No book closed for 1 year HK$0.75 per board / odd lot

Cash Dividend Collection Handling charges 1% on gross dividend amount (min HK$20)
Scrip Dividend Collection HK$3 per board / odd lot (min HK$20)

Bonus Entitlement (shares, options, warrants & bonds)

HK$1.5 per board / odd lot (min HK$20)

Corporate Actions 
(including warrants exercise, rights subscription and cash/stock offer, etc.)

Handling Fee HK$100 + HK$1 per board / odd lot   
(min HK$20, max HK$50,000)
Handling Charge for Unclaimed Entitlement Handling Charges of HK$500 per claim and out-of-pocket expenses
Custody Related Service Charges
Custody Fee* Accounts with no trading transaction in the latest 6 months, HK$100 will be charged and an extra HK$150 for those with holdings and/or cash.
IPO Application
IPO Application HK$100 per application and other related charges
Other Services Charges
Compulsory Share Buy Back 0.5% of securities value (closing price on settlement day)
Reprint Monthly Statements Within 3 months - Free of charge
For past 3-12 months- HK$50 per statement 
For past 1-3 years - HK$100 per statement
For past 3-7 years - HK$500 per statement
Proof of Asset HK$500 out-of-pocket expenses
Registration of Physical Stock transfer into own name HK$5.5 per certificate (min HK$20)
Fee for Change of Registration at Share Registrar HK$200 per request
Overdue Interest Charge on Cash Account Prime Rate +6%
Loan Interest Charge on Margin Account Prime Rate +3%
HKD Transfer (Fund Deposit) Fees charged by the receiving bank (if any) will be deducted from the amount of deposits
HKD Transfer (Fund Withdrawal) Local (CHATS): HK$300 per transaction         
Overseas (T/T): HK$350 per transaction + correspondent bank's charges if applicable
Bank Cheque Stop Payment as requested by client HK$160 per cheque
Returned Cheque HK$150 per cheque + penalty interest
Cash / Cheque Settlement Free of charge

 

*The custody fee will be charged semi-annually at 30 Jun and 31 Dec or the last trading day prior to the aforementioned dates if those are not trading days.

 

Subject to changes without prior notice. 

Office Address:
Room A & B2, 11/F Guangdong Investment Tower, 148 Connaught Road Central, Hong Kong


Customer Services : (852) 2159 4515

Email Us: cs@hooraysec.com.hk